Capital One Sr. Associate, Commercial Business Risk in New York, New York

NYC 299 Park Avenue (22957), United States of America, New York, New York

At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.

Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.

Sr. Associate, Commercial Business Risk

Sr. Associate, Commercial Business Risk

The Role:

The Commercial Business Risk Office (“CBRO”) is the first line of defense managing operational risk for the Commercial Banking line of business. The CBRO leads regulatory and operational risk management for the Commercial Bank. The CBRO interacts with internal and external partners for Audit and regulatory exams and compliance assessments and is the point of contact for all second line operational risk management interactions.

This Sr. Associate role is part of the Commercial Banking Policy Office within the Commercial Bank. This individual will combine their risk management skills and analytical acumen to drive high quality policy and procedure revisions/maintenance through managing the renewal cycles, partnering with the business, and driving results.

The Person:

The ideal candidate is a detail-oriented and self-starter individual. We are seeking an individual who has exceptional verbal and written communication with both external and internal customers with experience in Commercial Banking, risk management, legal, or compliance in the financial industry.

Responsibilities :

• Review policies and procedures for references, proofreading, content, and formatting with a focus making sure the documents are understandable and executable (ideally have prior experience writing procedure documents)

• Correspond with various parties regarding renewals of policies and procedures, including assisting with document submission, obtaining feedback and approvals, and leading discussions on changes with key document owners

• Facilitate working sessions with the business, Legal, and Compliance to review/create new policies and procedures to address business or regulatory needs

• Monitor upcoming document renewal deadlines and manage extension requests

• Maintain an up-to-date list of ongoing work streams

• Identify opportunities to streamline procedure renewal process


Basic Qualifications:

• A Bachelor’s Degree, or military experience

• At least 2 years of experience in Corporate Compliance, Audit, Legal, or Risk Management

• At least 2 year of experience in performing Quality Assurance assessments on work items

Preferred Qualifications:

• Master’s Degree

• At least 2 year of reviewing and writing procedures

• At least 2 years of experience with Process or Project management

• At least 2 years of experience with Agile methodologies

At this time, Capital One will not sponsor a new applicant for employment authorization for this position